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Is Your Advisor a Fiduciary?
Can your financial advisor answer yes to all the following questions?

 

1. Are you held to a fiduciary standard in all dealings with me and my financial affairs?   Y/N

 

2. Do you disclose all conflicts of interest both actual and potential that exist now or might exist in the future? Y/N

 

3. Do you forego any type of commission based compensation in favor of receiving all compensation via fees that are disclosed in dollar terms? Y/N

 

4. Do you provide full comprehensive financial planning or are you simply doing my investments?

 

5. Are you a Certified Financial Planner? Y/N

 

 


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